Tagged sec
Press Release
100+ Million Investors Overcharged on Taxes Due to Stock Market Accounting Issue - FairShares Launches Initiative to Get Their Money Back
US Securities Regulator has tasked FairShares®, Inc. with proposing a comprehensive plan to address investor disclosure issues, fix inefficiencies in our capital markets, and protect investors. Read More
Press Release
KoreConX's KoreChain Infrastructure Leveraged by SEC-Qualified Companies Raising Capital
The KoreConX All-In-One Platform is the first to market with a fully compliant blockchain technology (KoreChain) to connect investors, companies, broker-dealers, secondary market ATS, and all stakeholders to the private capital markets Read More
Press Release
Cyngn, Inc. Announces Confidential Submission of Draft Registration Statement for Proposed Initial Public Offering
Cyngn, Inc. announced that it has confidentially submitted a draft registration statement on Form S-1 to the U.S. Securities and Exchange Commission (the "SEC") relating to its proposed initial public offering of its common stock. Read More
Press Release
KoreConX Announces Consolidation of Entities and Rebrand, Firmly Establishing the Company as the Leading All-in-One Equity Crowdfunding Platform and Resource
Rebrand occurs ahead of the Company's upcoming equity crowdfunding conference taking place Oct. 7, with already 3,000 registered individuals Read More
Press Release
KoreConX Finalizes Agenda and Speaker Lineup for KoreSummit RegA+, the Top Conference in Equity Crowdfunding, Taking Place on October 7th
Speakers include equity crowdfunding experts from industries spanning legal, FINRA broker-dealer, accounting and auditing, investor acquisition and public relations, digital securities, secondary markets and many more Read More
Press Release
KoreConX to Host KoreSummit RegA+ on October 7th, Bringing Together the Top Professionals in Equity Crowdfunding for a Highly Anticipated Virtual Conference
The conference entitled, "2020: The Year Companies Are Raising Capital from Everyone" will feature a main event of a fireside chat with Ms. Hester Pierce, Commissioner of the United States Securities and Exchange Commission, and Sara Hanks, a leading securities attorney Read More
Press Release
Creditors Continue to Mistake Regulatory Receivership Cases for Bankruptcy Cases
Recent article by Southern California law firm, McNamara Benjamin LLP, discusses how failing to understand the difference in how regulatory receivership cases and bankruptcy cases are handled can be costly. Read More
Press Release
1 Book for 1 Boy Becomes 100 Titles for Kids All Across the United States
As we enter football season and prepare for the World Series, one very determined entrepreneur has been growing her business from 1 gift for 1 young sports fan, who needed entertainment during a long hospital stay, to over 100 titles reaching kids all across the U.S. this year. GO Series Sports Activities Books include all 32 NFL teams, all 30 MLB teams, and 34 college teams. Read More
Press Release
Former Assistant U.S. Attorney and Ballard Spahr Office Managing Partner Launches Law Firm to Strengthen Receivership Practice
McNamara Benjamin LLP to focus growth on federal equity receivership matters to better respond to the increase in FTC, CFPB and SEC enforcement actions Read More
Press Release
SEC Proposes changes to Form ADV; Good or Bad? Discuss it at the New York Roundtable Meeting
May 20, 2015 the Securities and Exchange Commission unanimously approved amendments to Form ADV requesting more information about the composition of client portfolios and risk profiles, and advisers use of social media. A 60-day comment period on the changes is now available on the SEC website. Comments from small firms are mixed. Join RND Resources roundtable discussion June 29 2015 in New York. Read More
Press Release
Miratech Establishes Operations In Switzerland
Miratech, a leading IT outsourcing provider, opens Miratech AG in order to offer Miratech services to Swiss customers. Miratech AG is founded in Greater Zurich Area on 4th of July 2012 as a joint venture between Miratech and SEC Switzerland AG Read More
Press Release
Securities Arbitration Advocate Announces 2012 Goal: 500,000 New Claims in 2012 Against Wall Street. Burned Investors Can Fight Back and Win.
Leading burned investor's advocate says the 2012 goal of 500,000 new arbitration cases can be achieved if securities arbitration dispute resolution programs are publicized across America on all media platforms and given voice by social media. Read More
Press Release
Securities Arbitration: Burned Investors Lack of Use Criticized.
FINRA securities arbitration filings of just 4,000 cases in 2011 (through October) means that Occupy Wall Street isn't communicating or that Wall Street's and FINRA's failure to publicize arbitration has again rendered Wall Street the winner. Read More
Press Release
National Planning Holdings, Inc. Chooses Erado for Social Networking Compliance
National Planning Holdings, Inc. (NPH), one of the nation's largest independent broker-dealer networks1, has engaged Erado to provide social media compliance services. NPH is expected to roll-out social media capabilities to more than 3,500 affiliate Read More
Press Release